HF4071 — Various provisions governing securities broker-dealers and broker-dealers' agents modified, penalties provided, and administrative rulemaking authorized.

HF4071 — Various provisions governing securities broker-dealers and broker-dealers' agents modified, penalties provided, and administrative rulemaking authorized. · Informed CitizenryHF4071 amends Minnesota statutes to modify regulations for securities broker-dealers and their agents. Key changes include: 1. **Registration and Filings**: It updates requirements for 'federal c…Open in Informed Citizenry