A3695 — Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license

A3695 — Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license · Informed CitizenryThis bill amends the financial services law to establish a new licensing framework for individuals performing compliance functions, duties, or tasks within the financial services industry. It requi…Open in Informed Citizenry